Securities
We have represented companies in financings across a variety of industries, including, but not limited to, Web 3.0, e-commerce, telecommunications, restaurant, real estate, apparel, nutraceutical, and medical devices. Our clients range from startups to multimillion-dollar revenue companies.
Client Successes
- Fisher Wallace Laboratories, manufacturer of cranial electrotherapy stimulation devices for the treatment of depression and anxiety, in $2.5M preferred stock venture financing.
- Game of Silks, blockchain based thoroughbred horse NFT platform and metaverse, in $2M Series Seed-1 Preferred Stock and $3M Series Seed-2 Preferred Stock financings.
- ConversionPoint Technologies, Inc., ecommerce company, in $50M initial public offering.
- Robot Cache US, PC video game secondary video game license marketplace, in $20M private placement.
- Casazul Tequila, manufacturer and seller of premium tequila, in $3.5M private placement.
- Titan Brands, restaurant development company, in over 4.5M in private placements for 6 restaurant development projects.
- AQP Capital, real estate investment group, in the formation and syndication of multiple multi-family funds.
- Twin Rock Partners, real estate investment group, in the formation and syndication of multiple real estate funds under both Regulation D and Regulation A+, and the syndication of over $50M in individual real estate projects, including, student housing and multi-family.